Michael Sparks

Chief risk & compliance officer

Michael is the Chief Risk and Compliance Officer for BNY’s Issuer Services businesses.  Michael joined BNY in 2000 and has over 25 years of industry experience covering global custody operations, on exchange and OTC clearing and settlement operations, debt and equity capital markets servicing, equity and FX trading, transaction banking and private client stockbroking.

Extensive experience serving on, and chairing, Governance Committees.  Resident technical practitioner for the Chartered Institute of Securities and Investment’s Risk in Financial Services syllabus panel.

Sessions

March 13: 15:00 – 15:15
Keynote
Managing Increased Geopolitical Risks

March 14: 16:15 – 17:00
Moderated Session
Code of Ethics and Compliance Best Practices