SCHEDULE AND AGENDA

Click here to view core and professional development CPE credits to be awarded for this conference.

19:00 - 21:00

Cocktail Reception, Quarterdeck Bar, Hilton Hotel

Join us for an unforgettable evening of networking and socialising at the renowned Quarterdeck Bar at Hilton Malta. Step into the grandeur of the Quarterdeck Bar, where the sophisticated ambiance and breathtaking views of the Portomaso Yacht Marina await. Indulge in a delectable selection of exquisite cocktails and savour the culinary delights that have earned Hilton Malta its renowned reputation for exceptional hospitality.

Sponsored by Exante

Booking required

08:30 - 09:15

Registration

The start of an exciting and informative two days. Join us to register for the conference and start the day with a coffee and snack.

09:15 - 09:25

Welcome Address by Joseph Portelli

Kicking off the start of a packed, exciting agenda at the Malta Stock Exchange Governance, Risk, Compliance and ESG Summit.

09:25 - 09:40

Keynote
Address by the Hon. Clyde Caruana

To be presented by the Minister for Finance.

09:40 - 10:00

Keynote
Responsible Innovation in the Crypto Space

10:00 - 10:15

Keynote

Keynote to be given by the Minister for the Environment, Energy and Regeneration of the Grand Harbour

10:15 - 11:00

Moderated Session
Safeguarding Success: Strategies for Effective Organizational Risk Management

Join us for an insightful panel discussion on organizational risk management strategies for achieving success. Our panel of experts will delve into the importance of identifying, assessing, and mitigating risks to ensure the long-term success and sustainability of your organization. From financial risks to operational challenges, our panelists will share their insights and best practices for effectively managing risks and seizing opportunities for growth. Don't miss this valuable opportunity to gain valuable insights and tools to enhance your organization's risk management practices and drive success.

TBA

Moderator

Dr Roberta Buhagair

Head of Regulatory Services

RiskCap

Kanwardeep Ahluwalia

Co-Head Global Markets Risk

Bank of America

Albert Cilia

Managing Director & European Regional Director – Funds

Trident Trust

TBA

Panellist

11:00 – 11:45

Coffee Break

11:45 - 12:00

Fireside Chat
Gaming for Good and its Social Impact

Ivan Filleti

Chief Executive Officer

GamingMalta

TBA

12:00 - 12:45

Moderated Session
Exploring the Intersection of Regtech, AI and GRC

Join us for an engaging panel discussion on the future of Governance, Risk, and Compliance (GRC) in the age of Regulatory Technology (Regtech). Our panel of industry experts will explore the evolving landscape of compliance and risk management, and the role that technology plays in enhancing these processes. We will delve into the latest trends and innovations in Regtech that are reshaping the way organizations approach GRC.

Peter Mills

Co-Founder ASPIDA Diligex

Moderator

Baran Ozkan

Co-founder & CEO

Flagright

Anurag Prajapat

Gen Ai Software Engineer

Expedia Group

Sanjeevan Bala

Group Chief Data and AI Officer

ITV

Tony Sio

Head of Regulatory Strategy and Innovation

Nasdaq

12:45 - 13:00

Fireside Chat
Good Governance: A Regulator's Perspective

This fireside chat will bring perspective from the heart of regulatory oversight as we delve into the fundamental question: "What is Good Governance?" From a regulator's viewpoint, this topic transcends beyond mere principles; it's about fostering an environment where ethical conduct, transparency, and accountability form the bedrock of organizational practices. The International Organization of Securities Commissions (IOSCO) is the international body that brings together the world's securities regulators and is recognized as the global standard setter for the securities sector.

TBA

ESMA

TBA

CFTC

13:00 – 14:00

Lunch Break

14:00 - 14:50

Breakout Session 1
ESG: Social Impact and Community Engagement

This panel will discuss sustainable business practices as we discuss the implementation of an ESG strategy within a company. In an era where responsible corporate citizenship is not just applauded but expected, integrating ESG principles is a strategic imperative.

TBA

Keynote Speaker

TBA

Moderator

Karl Micallef

Head of Business Development

Sparkasse Bank

Ovidiu Tierean

Senior Advisor

PKF Malta

Mark Wirth

Partner

Zampa Debattista

TBA

Panellist

14:00 - 14:50

Breakout Session 2
How to Foster a Positive Workplace Culture

TBA

Keynote Speaker

TBA

Moderator

Ramona Galea

Director – People & Performance (Advisory)

ARQ

David Perotti

Head of HR

HSBC

TBA

Panellist

TBA

Panellist

14:00 - 14:50

Breakout Session 3
Cyber Security Risks in the Digital Age

Shreeji Doshi

Director at Thomas Murray

Keynote Speaker

TBA

Moderator

Stephen Keslake

Director of Cyber Security Assurance

Bank of England

Ramon Cutajar

Advisory Director

Forvis Mazars

Tilemachos Moraitis

Head of Government and Corporate Affairs

Microsoft

TBA

Panellist

14:00 - 14:50

Breakout Session 4
Customer Screening and AML Risk Assessment

Brandon Galea

RMC Wise

Keynote Speaker

TBA

Moderator

Malcolm Wallbank

AML and Risk Manager

ARQ Group

Dr Vincent Vella

Chief Technology Officer

Computime

Jesmar Ciappara

Senior Manager - Regulatory

Trident Trust

TBA

Panellist

15:00 - 15:15

Keynote
Managing Increased Geopolitical Risks

15:15 - 16:00

Moderated Session
Navigating the Regulatory Landscape: Trends and Challenges in Regulation

This panel discussion will focus on the evolving regulatory landscape in the digital age and the challenges faced by organizations in ensuring compliance and effectively managing risks. Panelists will explore key trends in regulation, such as data privacy and security, emerging technologies, and global regulatory developments. They will discuss the impact of these trends on businesses and the strategies they can adopt to navigate the complex regulatory environment. The panel will also address best practices for compliance and risk management and share insights on how organizations can stay ahead of regulatory changes to ensure long-term success.

Nandini Sukumar

Chief Executive Officer World Federation of Exchanges

Moderator

Kenneth Farrugia

Chief Executive Officer

Malta Financial Services Authority

Tilemachos Moraitis

Head of Government and Corporate Affairs

Microsoft

Eric Juzenas

Associate Director, Division of Trading and Markets

U.S. Securities and Exchange Commission

David Ngai

Apac Head of Compliance

State Street

16:00 - 16:15

Fireside Chat
ESG Trends and Opportunities

This fireside chat on ESG Trends and Opportunities discusses the latest developments in ESG practices. The conversation delves into emerging trends and identifies key opportunities for businesses and investors to align with sustainable and responsible practices in today's dynamic market landscape. The Sustainable Stock Exchanges (SSE) initiative is a United Nations program that encourages exchanges around the world to promote sustainability and transparency in the capital markets.

Simone Utermarck

Director, Sustainable Finance

International Capital Market Association

TBA

16:15 - 17:00

Moderated Session
Implementing Effective Internal Audit Standards

This panel brings together a diverse group of experts, including policymakers, and industry leaders, each bringing unique perspectives and expertise to the table.

TBA

Moderator

TBA

Pannelist

TBA

RSM

TBA

Pannelist

TBA

Pannelist

17:00 - 17:05

Closing Remarks

In the closing remarks, our speaker will summarize key points from the days discussions, and emphasize the importance of the topics covered. The remarks may include a call to action, encouraging the audience to apply the insights gained and implement relevant strategies.

08:30 - 09:15

Arrive & Welcome Coffee

09:15 - 09:30

Welcome Address by Simon Zammit

Kicking off the start of the second day of an exciting agenda at the Malta Stock Exchange Governance, Risk, Compliance and ESG Summit.

09:30 - 10:15

Moderated Session
Mitigating Litigation Risks: Best Practices for Boards

TBA

Moderator

Jesmond Gatt

Chairman

Malta Financial Services Authority

TBA

FinanceMalta

TBA

Panellist

TBA

Panellist

10:15 - 11:00

Moderated Session
Exploring DORA and ICT Risk Management Processes

TBA

Moderator

Stephen Keslake

Director of Cyber Security Assurance

Bank of England

TBA

Panellist

TBA

Panellist

TBA

Panellist

11:00 – 11:45

Coffee Break

11:45 - 12:15

Moderated Session
Regulatory Challenges Facing the Gaming Industry

Susana Ponce Froment

Global Head of Financial & Credit Risk Tide

Moderator

Ty Zamkow

Co-Founder and CEO

Stealth AI

Charles Mizzi

Chief Executive Officer

Malta Gaming Authority

Joseph Attard

Director of International Compliance

Entain

TBA

Panellist

12:15 - 13:00

Moderated Session
The Changing Landscape of MICA and Compliance in the Digital Asset Sector

TBA

Moderator

Christian Platzer

Co-Founder & Senior Advisor

Black Manta Capital Partners

Prof Christopher P Buttigieg

Chief Officer - Supervision

Malta Financial Services Authority

TBA

OKX

TBA

Exante

13:00 – 14:00

Lunch Break

14:00 - 14:50

Breakout Session 1
The State of Digital Asset Governance Post FTX

TBA

Keynote Speaker

TBA

Moderator

TBA

OKX

Christian Platzer

Co-Founder & Senior Advisor

Black Manta Capital Partners

TBA

Panellist

TBA

Panellist

14:00 - 14:50

Breakout Session 2
The Future of the Capital Markets

Pradeep Debata

Research Associate Cambridge Judge Business School

Keynote Speaker

Prof. Christopher P Buttigieg

Malta Financial Services Authority

Moderator

Nathan Fenech

Deputy Head Capital Markets Supervision

Malta Financial Services Authority

TBA

Sparkasse Bank

Panellist

Chris Casapinta

Managing Director

Finco Trust

TBA

Pannelist

14:00 - 14:50

Breakout Session 3
Strategies for Combatting Financial Crime: Innovation and Best Practices

TBA

Keynote Speaker

TBA

Moderator

Baran Ozkan

Co-founder & CEO

Flagright

Eric Juzenas

Associate Director, Division of Trading and Markets

U.S. Securities and Exchange Commission

Tim Tyler

Vice President

International Compliance Association

TBA

Panellist

14:00 - 14:50

Breakout Session 4
Managing Risk in Gaming and Finance

Jean Paul Gauci

RiskCap

Keynote Speaker

TBA

Moderator

Tony Sio

Head of Regulatory Strategy and Innovation

Nasdaq

Kanwardeep Ahluwalia

Co-Head Global Markets Risk

Bank of America

Martha Chetcuti

Head of Compliance and Player Protection

Malta Gaming Authority

Susana Ponce Froment

Global Head of Financial & Credit Risk

Tide

15:00 - 15:15

Keynote
Risk Management and Digital Assets

15:15 - 16:00

Moderated Session
Managing Anti-Money Laundering Risk

TBA

Moderator

Alfred Zammit

Director

FIAU

Tim Tyler

Vice President

International Compliance Association

Mark Drago

Head of Financial Crime Compliance and HBMT MLRO

HSBC

Alicia Vella

Advisory Director

Forvis Mazars

16:00 - 16:15

Keynote
Challenges Women Face in the Workplace

16:15 - 17:00

Moderated Session
Code of Ethics and Compliance Best Practices

TBA

Moderator

Glorianne Bonello Gatt

Senior Compliance Associate

RMC Wise

David Ngai

Head of Compliance

State Street Global Markets Apac

Michael Sparks

Chief Risk & Compliance Officer

BYN Mellon

TBA

Panellist

17:00 - 17:05

Closing Remarks

Mr Joseph Portelli will conclude the conference. Thank you all for attending!

17:05 - 18:15

Cocktail Reception

Time to relax after an intensive couple of days, spend time with new friends and contacts and enjoy a lovely cocktail hour.

19:00 - 22:00

Farewell Dinner, Aqua Terra e Mare

Join us for an exclusive dinner at the Aqua Terra e Mare, Portomaso Marina, St. Julians. We invite you to enjoy an evening of networking in a luxurious setting. This exclusive event promises great company, delectable cuisine, and meaningful conversations. We look forward to sharing this memorable experience with you.

Booking required