David is currently the Managing Director of State Street Bank and Trust Company, responsible for the Compliance practice of Global Markets in Apac. David is also serving as the Alternate Chief Executive for our Hong Kong Branch. On top of governance, David is also responsible for the managing of the relationships with the Regulators and Central Banks in the region from Market Infrastructure and Supervisory perspective.

Previously Managing director, Asia Pacific for Global Financial Markets Association’s Global FX Division, David had been working with a group of 25 major international banks engaged in the discussions with the Regulators and Central Banks in multiple jurisdictions around clearing, execution, trade reporting, Code of Conduct, and Business Practice Rules, and has been taking a proactive role in ensuring the industry meets enhanced transparency requirements driven by the G-20 from the FX perspective, including the FX Global Code.

David is accountant by profession graduated from the University of Birmingham with Master degree in Public Administration and Development, and qualified with Arthur Andersen. David had since then being a Regulator with the Hong Kong Securities and Futures Commission’s Enforcement Division, and followed by various regional compliance management positions with other GSIBs.

Other than Compliance, David has also been advising Global Markets Business Units and participating in various committees with the Regulators, and Markets Associations in the region, including being the co-convenor of the conduct and disciplinary committee, and examinations committee for the Hong Kong regulatory body.